The Need for Compliance

In today's heavily regulated environment, it is critically important that credit unions address compliance. Why focus on compliance? Credit unions that violate laws and regulations expose themselves to potentially crippling sanctions and/or civil money penalties from government agencies or potentially devastating lawsuits. The best prevention is an educated and well-trained staff who understand the regulations that dictate how organizations must conduct their business and who have the necessary tools to implement the regulatory requirements.

Through a variety of compliance programs, The Rochdale Group can work to protect your interests and reputation from the threat of compliance failure.

CLICK HERE To Request the "Member Business Lending Independent Review" White Paper
The Requirements for Independent Review of a Credit Union's Business Lending Process and for Independent Loan and Portfolio Review.

Download "The Interdependent Credit Union" White Paper A Rationale & Blueprint for the Design & Development of a Collaborative Business Model for the Reduction of Common Operating Expenses" by Rochdale Group Partner Michael Hales.

Credit Union Journal Article "Why CUs Must Cooperate" Dan Kampen Interview
Read Dan Kampen's interview with the CU Journal on why greater cooperation is going to be vital to the continued success of the credit union movement.

Mike Hale's Interview with the CU Times on Member Business Lending
Read Mike Hales' interview with the CU Times on how small business owners' uncertainty may set the stage for credit unions to pursue.  "I think credit unions are well prepared to do more business lending than banks."

Mystery Shopper Program
TRG's "MYSTERY SHOPPER PROGRAM" is designed to measure, track and enhance your organization's sales and service culture from a member's vantage point and is conducted by industry professionals.  Learn more by clicking on the link above.

Merger Architecture & Facilitation Services
The demands of successfully maintaining the appropriate scale to remain viable in today's marketplace has forced many credit unions to consider the strategic advantages of a formalized partnership with another institution, and if done correctly, offers a win-win strategy for all stakeholders.    IS YOUR CREDIT UNION PREPARED FOR THE OPPORTUNITY?

Outsource Compliance Program
Click on the link above to learn about how our outsource service helps credit unions gain full time compliance support at a fraction of the cost of an in-house compliance officer.